| |
January 7, 2002
Edited transcript of remarks, January 2002 Carnegie Council workshop on European and North American perspectives on ethics and the use of force.
In this short presentation, I would like to describe the international
humanitarian law (also known as the law of war or armed conflict)
principle of distinction, paying particular attention to those aspects
of "future war" likely to challenge humanitarian lawyers
and war fighters charged with its application in combat. I label
these features of armed conflict "stressors"; they "stress"
the principle by making it difficult to apply in practice.
The law on distinction is set forth in the 1977 Protocol Additional
I to the Geneva Conventions of 1949. Most participants at this seminar
come from countries that are Party to the convention. Indeed, all
NATO States except Turkey and the United States enjoy Party status.
Although the United States has signed Protocol I, ratification is
unlikely under the Bush administration. However, US opposition derives
primarily from provisions of the agreement other than those relating
to distinction. In fact, the US views the bulk of the text on distinction
as a restatement of customary international law; it therefore sees
itself as bound by the principle pursuant to that separate body
of law. Given the breadth of the Protocol I regime, I will refer
to its provisions when discussing distinction.
The core principle of distinction is found in Article 48 of Protocol.
It provides that "Parties shall at all times distinguish between
the civilian population and combatants and between civilian objects
and military objectives and accordingly shall direct their operations
only against military objectives." In armed conflict, distinction
plays out in two separate ways. The first is the prohibition on
the use of indiscriminate weapons, whereas the second involves the
indiscriminate use of weapons that are capable of distinction.
Indiscriminate Weapons
The proscription of indiscriminate weapons is articulated in Article
51 of Protocol I. An indiscriminate weapon is a weapon that is,
in lay terms, tough to aim. More precisely, it is one that has difficult-to-control
effects. Examples include biological weapons in which the spread
of toxins cannot be controlled and, perhaps, persistent airborne
chemical weapons. To illustrate the nature of indicriminancy in
the context of weapons, consider cluster bomb units (CBU), i.e.,
bombs that dispense multiple individual bomblets. Although characterized
as indiscriminate by many, the US position, one correct as a matter
of law, is that because CBUs can, in many circumstances, be directed
with great effect against specific targets, they are not indiscriminate.
For instance, CBUs could be used discriminately against fielded
forces located far from the civilian population, as in those deployed
in a desert or mountainous region. A second, very politically charged
example is anti-personal mines. The United States, again correctly,
urges that a mine is not an indiscriminate weapon, for it could
be used, as an example, in a marked area or designed so that it
self-neutralizes after a set period. As with the CBUs, the issue
is whether it is being used indiscriminately; allegations that it
is indiscriminate ab initio are quite simply red herrings.
Because very few weapons are inherently indiscriminate, the topic
is not a major focus area of international humanitarian law. I expect
this to change as new war-fighting technologies are developed and
fielded.
One likely stressor is the development of computer technology
capable of attacking computer networks. These computer network attacks
(CNA) are able to cause enormous human suffering or physical damage.
Examples range from shutting down air traffic control systems or
disrupting financial networks to altering data in computerized medical
records. In that attacks are typically targeted against a particular
database or network, most CNA is extremely precise. However, it
can also be highly indiscriminate. Perhaps the best example is launching
a computer virus designed to spread randomly through an enemy's
network. The fact that it can spread so broadly is its attraction,
particularly for those facing a computer dependent foe. This attraction
is heightened by the fact that the technology to mount CNA attacks
is relatively cheap and the know-how to conduct them is widespread;
as "war on the cheap," CNA invites use. The problem is
that the interrelationship of 21st century military and civilian
networks means that such viruses (and other forms of attack) will
inevitably reach the latter systems in ways uncontrollable by those
who mount the attacks.
A second stressor is terrorism, for in many cases the very raison
d'etre of a terrorist act is to injure or kill civilians. After
all, for terrorists, attacking the population is a form of force-multiplier
because doing so draws enormous attention to their "cause."
The tragic events of September 11th in New York, Washington, and
Pennsylvania are perfect, albeit criminal, examples. Use of an indiscriminate
weapon, such as a biological, chemical or cyber weapon, would only
enhance the intended effect of a terrorist attack; indiscriminancy
heightens the population's sense of helplessness, thereby increasing
the terrorists' incentive to employ them.
Indiscriminate Use
The second aspect of distinction is indiscriminate use, which
is using a legal weapon in an indiscriminate way. Indiscriminate
use has three separate components.
1) Discrimination: "What is a legitimate target?"
2) Proportionality: "Is it legitimate to attack this legitimate
target given the unintended but foreseeable harm likely to civilians
or civilian objects?"
3) Duty of care. "Even if a target is legitimate, and even
if it can be struck proportionally, what are the requirements
to exercise care in attacking the target?"
Let us examine each of these in turn.
a) Discrimination
Article 51 of Protocol I provides that "the civilian population
as such, as well as individual civilians, shall not be the object
of attack;" moreover, campaigns that are designed to terrorize
the civilian population are prohibited. To determine what a civilian
is, it is necessary to refer first to the third Geneva Convention
of 1949, which sets forth five categories of legitimate combatants:
- Armed forces;
- Militias that are part of the armed forces;
- Regular armed forces of a party to the conflict
that is not recognized by the other side. An excellent current
example is the Taliban military forces, given the lack of recognition
of the former Taliban government by, inter alia, the United
States;
- Volunteer corps or groups or resistance movements
that are not formally part of the armed forces, but are involved
in the conflict. To enjoy combatant status, they must meet certain
criteria: be under the command of a person who is responsible
for them, be distinguishable from the civilian population, carry
their arms openly, and conduct their operations in accordance
with the law of armed conflict. This last requirement is somewhat
flexible, for elements of every military force violate the law
of war at some time during a conflict; every member of a force
cannot possibly be controlled absolutely; and
- Levée en masse, i.e., members
of a civilian population that rise up spontaneously to fight an
invader.
In 1949 this was a relatively innovative definition of combatant
by virtue of its inclusion of resistance and volunteer forces. Previously,
they were not considered combatants. However, such groups were quite
active during World War II. Tito's Partisans are perhaps the best
example. The French resistance, on the other hand, generally would
not have complied because they did not wear uniforms or distinctive
emblems.
Following such conflicts as Algeria and Vietnam, in 1977 the international
community recognized the fact that many involved in the post-WWII
conflicts failed to meet the 1949 criteria. For instance, the Viet
Cong, albeit directly involved in the conflict in a major way, were
not encompassed in the scope of the Geneva Conventions. Therefore,
to reflect the new reality of armed conflict, in Protocol I the
standard for combatant status was lowered. Henceforth, such groups
were to distinguish themselves in an attack unless impractical,
in which case they were only required to carry their arms openly
during each engagement. The United States strongly opposed this
relaxation of the standard for two reasons, both related to the
principle of distinction. First, failure of such groups to wear
uniforms or otherwise distinguish themselves as participants in
a conflict presents a force protection dilemma. Simply put, soldiers
will not readily know against whom to protect themselves. Second,
the relaxed standard endangers the civilian population because soldiers
are more likely to fire on civilians whom they cannot easily distinguish
from those involved in the military action.
Combatant status is important for three reasons. Most notably,
a person's status determines whether he or she is a legitimate target
-- both combatants and "illegal combatants" (those engaged
in the fight but not complying with the combatant requirements)
may be directly attacked. Others may not. On the other side of the
coin, an individual's status determines the activities that he or
she can engage in during an armed conflict. Combatants participating
in an international (as opposed to internal) armed conflict cannot
be punished for engaging in hostilities against members of the enemy's
armed forces. Finally, combatants enjoy POW status and treatment
if captured during an armed conflict. Others do not, at least once
a tribunal (pursuant to Article 5 of Geneva Convention III) determines
that an individual does not meet the requirements of combatant status.
Given current events, a very topical issue is the status of Al-Qa'ida
and Taleban forces. First, what is the status of terrorists unconnected
with the activities of any State? As a general rule, they are not
combatants because they are not members of an armed force and do
not otherwise meet the legal requirements of combatant status. They
are also not illegal combatants because the issue of combatant status
only arises in the context of international armed conflict,
of which terrorism standing alone is not a part. So, when
terrorists operate as "non-State actors" they are simple
criminals. Absent a connection to any government, therefore, those
responsible for the attacks of September 11th committed murder in
the states of New York and Pennsylvania and in the District of Columbia,
participated in activities prohibited by treaty- such as hijacking
- and conducted crimes against humanity, i.e., systematic attacks
on the civilian population.
Assuming, solely for the sake of analysis, that the Al-Qa'ida
terrorists were not directed by any State, could the US and other
countries respond by attacking them? The answer is yes. To begin
with, an argument can be made that pursuant to customary international
law (and common law) principles, self-defense can be conducted against
anyone. The attacker need not be a State. It would, of course, be
cleaner as a legal matter if the self-defense were permitted by
Article 51 of the UN Charter, which allows for individual or collective
self-defense in the face of an armed attack. One quandary is that
the Charter governs relations between member States. Though there
is a growing tendency to view the Charter as reaching relations
with individuals (as in the case of human rights), some would assert
that Article 51 is limited to defense against States. However, the
prevailing view would now appear to be that Article 51 can include
terrorist attacks, a view supported by post 9/11 Security Council
resolutions citing the right to self-defense and NATO's invocation
of Article V of the North Atlantic Treaty, which provides for collective
defense in accordance with Article 51. By this interpretation, the
US response would be judged against the three requirements for defensive
action: 1) necessity, i.e., using armed force in self-defense only
as a last resort; 2) proportionality, i.e., using only that amount
of force necessary to get the attacker to desist; and 3) imminency,
i.e., that the attack be on-going or imminent. With regard to the
final criterion, 9/11 is only the most recent of a series on ongoing
attacks - the bombing of the USS Cole, the bombings of the US embassies
in Africa, and so on. Thus, that criterion is met. If one of the
three requirements is not present (or is no longer present), the
matter becomes one of international law enforcement.
And what of the status of the Taliban? The Taliban was a de facto
government, which is not recognized by the US. Indeed, it was recognized
only by a handful of States. However, as a matter of law that the
actors have not been recognized is irrelevant; the issue is whether
the group is de facto "running the country" (or most of
it). Therefore, for our purposes, the sole issue is whether the
Taleban engaged in an armed attack against the United States, thereby
allowing the US to respond in self-defense.
Although the Taliban did not actually carry out the attacks themselves,
did they constructively do so through the instrument of Al-Qa'ida?
This depends on the nature and extent of the relationship between
the two groups. The International Court of Justice addressed a similar
issue in the 1986 Nicaragua case. In its judgment, the Court
held that an armed attack must be understood as including the dispatch
of armed bands or irregulars into the territory of another state,
even if they are not your own armed forces. On the other hand, the
ICJ also held that simply providing weapons, logistics, or other
support to the insurgents, while wrongful, did not amount to an
armed attack under Article 51. Along the same lines, the International
Criminal Tribunal for the former Yugoslavia (ICTY) held in the Tadic
case that the critical issue in determining whether acts can be
attributed to a State is the extent of subordination to the State
of the group committing the act. Even more recently, the International
Law Commission, in its Draft Articles on State Responsibility focused
on instruction or directing or controlling persons or of groups
of persons as the threshold for State responsibility.
As can be seen, a relatively high legal standard has been set
for determining when the activities of a non-State actor are appropriately
attributable to a State. Mere acquiescence to the presence of terrorist
on one's territory, or even their use of it as a base of operations,
would not appear to be sufficient. Whether or not the Taliban ties
to Al-Qa'ida are robust enough is a question of fact. Absent public
release of all relevant material, it is difficult to offer any definite
conclusions on the issue. However, if the facts did reveal sufficient
ties, it would be entirely appropriate to attack the Taliban in
self-defense pursuant to Article 51, and the Taliban military forces
would be combatants in an international armed conflict, albeit ones
that may have committed war crimes.
At this point, the analysis on Al-Qa'ida forces would shift. If
the Taliban are so tied to Al-Qa'ida that they constructively committed
the armed attacks, then the relationship would be reciprocal. As
an instrument of the Taliban, the Al-Qa'ida members who carried
out the attacks would be illegal combatants. Not being members of
the "armed forces of Afghanistan," and not otherwise complying
with the requirements of combatant status but nevertheless participating
in an international armed conflict, would merit this status. The
major difference would be that they would be entitled to POW treatment
(but not status) pending a formal determination of their status.
Moreover, as illegal combatants, any attacks conducted against military
forces would be wrongful ab initio.
Twisting the scenario one last time, if the Taliban are not sufficiently
directive of Al-Qa'ida, but are merely acquiescing in their presence
(for whatever reason), what is the appropriate course of action
for victim States? The law on this issue reaches most noticeably
back to the Corfu Channel case, heard before the International
Court of Justice in the late 1940s. Basically, the standard that
has emerged from that case and similar situations is that if non-State
actors are using a territory as a base from which to launch attacks,
the victim State must ask the State from whose territory the attacks
are occurring to take whatever action is necessary to halt them.
If it does not, the victim State may cross the border in an act
of self-help to eradicate the threat; the State on which this operation
is conducted may not interfere so long as the self-help is necessary
and proportional. So if the relationship between the Taliban and
Al-Qa'ida were too tenuous to merit an attack in self-defense on
both groups, the US would have been perfectly within its rights
to cross into Afghanistan to defend itself against Al-Qa'ida's ongoing
attacks. Armed Taliban resistance to the self-help would have been
wrongful and amounted to an international armed attack against US
forces. In that an international armed conflict would then be taking
place, the status of the Taliban and Al-Qa'ida would shift (generally)
to combatants and illegal combatants respectively.
In addition to the requirement to distinguish civilians and combatants,
there is also the obligation to distinguish between civilian objects
and military objects. Specifically, Article 52 of Protocol I provides
that "civilian objects shall not be the object of attack"
and that "attacks…[must] be limited to strictly military
objects." A military objective is defined in the article as
"those objects which by their nature, location, purpose or
use make an effective contribution to military action and whose
total or partial destruction, capture or neutralization, in the
circumstances ruling at the time, offers a definite military advantage."
This is one juncture at which the Americans and their European
friends disagree. The lead humanitarian law manual in the United
States is the US Navy's Commanders Handbook on the Law of Naval
Warfare. It includes as a military objective those objects that
are war sustaining. By this definition, industrial and other
economic entities are legitimate targets because they sustain the
war effort. Many other States would take a narrower view, urging
that the law is unambiguous -- in light of use of the terms "military
action" and "military advantage," the attack has
to have an immediate effect on the enemy with whom one is engaged.
A number of stressors exist in maintaining the force of the principle
of discrimination. One is the reality of asymmetry. Unfortunately,
we are witnessing the growth of disaffected groups that lack the
means to directly take on a State's armed forces. Some have concluded
that to defeat the State, they must strike at a center of gravity
other than the military. This belief often leads them to attempt
to bend the State to their will by targeting the citizenry directly
-- an asymmetrical attack. Particularly concerning is a growing
trend towards mass casualty attacks. Of course, an attack on even
a single civilian flies in the face of the principle of discrimination.
The same dynamic operates on the State versus State level. As
some countries develop high-tech, highly impressive militaries,
and others fall further and further behind, the latter have no chance
of meeting the former's superior forces on an equal basis. If you
cannot viably face an opponent on the field of battle, you will
have to find another way to fight or give up the fight. This massive
gap between capabilities is an incentive for ignoring the principle
of discrimination.
Compellance strategies represent a further stressor. Such strategies
are designed to compel an opponent to do something (or not to),
rather than defeat him outright. Of special concern are operations
intended to motivate the population to pressure its leadership into
compliance. Military forces may not represent the center of gravity
in many limited conflicts. The Kosovo case is an apt example, for
Milosevic showed little propensity to bend to the will of NATO as
his forces were progressively whittled down. In response, one NATO
commander suggested "shutting down the lights of Belgrade"
in the hope that the resulting discomfort would cause the population
to pressure Milosevic to desist from his slaughter of the Kosovar
Albanians. However, targeting electrical assets of a metropolitan
area simply to affect a population amounts to the targeting of civilian
objects (no definite military advantage).
Another stressor is the tendency to "outsource" many
military support activities. As armed forces downsize, there is
a trend towards contracting civilians and civilian firms to perform
functions that used to be performed by military personnel. One example
is the use of civilian firms to perform civil engineering functions,
such as maintaining runways. Should conflict commence, civilians
conducting these activities will find themselves at risk from hostile
action against the bases at which they operate. More to the point,
some experts have opined that civilians who perform essentially
military functions are themselves legitimate targets, rather than
merely civilians who may be incidentally injured during attacks
on traditional military targets. Whatever their status, there is
little question that range of those endangered by hostilities will
expand as civilians take on duties previously within the purview
of military personnel.
Before turning to the principle of proportionality, it should
be noted that I do not view "military necessity" as a
principle of humanitarian law distinct from discrimination, though
many military manuals do. As typically articulated, military necessity
provides that the destruction of property is only permitted when
"imperatively demanded" by the necessities of war. If
an objective makes an effective contribution to military action
and the destruction thereof yields a military advantage, then in
most cases an attack would be imperatively demanded.
That said, the concept of military necessity is useful in a non-legal
sense. Determining necessity requires one to define the situation,
which is certainly determined by the intent of the actor and the
context in which the attack will occur. As to the former, consider
a very simple illustrative example, the burning of a field. Is the
field to be set ablaze in order to create a clear line of fire designed
to enhance the defensive situation or instead to deny food to the
civilian population? The latter intent demonstrates a lack of military
necessity. Correspondingly, it would violate the principle of discrimination.
Moreover, context is relevant. Consider the likelihood of occurrence.
For the sake of analysis, assume that the intentional release of
oil into the Persian Gulf by Iraq during the Persian Gulf conflict
was intended to foil an amphibious assault by Coalition forces (in
all likelihood it was not, but assume it was for the sake of this
illustration). In assessing the imperative military necessity of
the resulting damage to the Persian Gulf ecosystem and oil reserves,
the likelihood of the amphibious attack must be estimated. Had such
a landing been wildly speculative, it would have been unnecessary
quite aside from issues of whether the releases were proportional
or attacks on a protected object (the environment). Along the same
lines, one must make an effort to estimate the likelihood of success
of an attack? Returning to the Gulf War, assume, arguendo, that
the Iraqis set the Kuwaiti oilfields ablaze to complicate Coalition
air operations by reducing visibility. In fact, the burning oil
did present problems to Coalition aircrews. Thus, if this was the
Iraqi intent, it would have been militarily necessary given Coalition
air operations; to violate humanitarian law, then, the acts would
have had to violate a principle of humanitarian law other than discrimination,
such as proportionality or specially protected objects (the environment).
Before turning from discrimination to the second aspect of distinction,
proportionality, the law of non-international armed conflict deserves
mention. The law I have been discussing is the law of international
armed conflict; it consists of norms governing State-on-State hostilities.
However, most armed conflicts today are internal in nature, styled
"non-international armed conflicts" in humanitarian law
parlance. The body of law governing such conflicts is miniscule
- one article in each of the four 1949 Geneva Conventions (Common
Article Three), the 1977 Protocol Additional II to those conventions,
and a limited degree of customary international law. The limited
reach of humanitarian law into internal conflict should come as
little surprise. After all, it represents external limits on what
sovereign States may do to their own citizens within the confines
of their own borders. States resist efforts to tie their hands except
when doing so yields tangible benefits.
Most relevant here is that these cited instruments do extend protection
to civilians. Unfortunately, in a non-international armed conflict
it is often quite difficult to determine who is and is not a civilian;
indeed, their status may shift back and forth as the conflict proceeds.
The Institute of International Humanitarian Law is presently sponsoring
a project to set forth the law applicable in such conflicts, one
in which I am participating. Although the project is far from complete,
the drafts currently being circulated reject the term "combatant."
In international armed conflicts combatants are entitled to use
force against opposing combatants and military objectives. Rebel
groups, by contrast, are criminals in the eyes of the State and
are in violation of its domestic criminal code. To label them "combatants"
might appear to legitimize their activities. Instead, in the law
of non-international armed conflict the objective is to highlight
the special protection enjoyed by those not participating in the
hostilities. In other words, violence against them deserves to be
prohibited in both domestic and international law.
To resolve this quandary, the project has tentatively adopted
the term "fighters." A fighter is a member of the armed
forces of a party to the conflict or one otherwise taking part directly
in the hostilities. The definition would include, for instance,
someone who is attacking an opponent, conducting sabotage, delivering
ammunition, or serving as a spotter for artillery. Fighters are
not entitled to the special protections under the law of non-international
armed that civilians enjoy. Finally, I must hasten to point out
that the nature of the cause the insurgents are fighting for, and
the extent to which it is just or not, is completely irrelevant
to the question of discrimination in non-international armed conflict.
The normative objective is protection of the innocents.
b) Proportionality
Set forth in Articles 51 and 57 of Protocol I, and unquestionably
a component of customary international law, proportionality is a
principle of distinction that prohibits any attack expected to cause
a loss of civilian life (or injury) or civilian property damage
that is "excessive in relation to the concrete and direct military
advantage anticipated." The principle applies when civilians
or civilian objects are not the intended target, but injury or damage
to them is likely during the course of an attack on a legitimate
military objective.
This balancing test is extraordinarily difficult to conduct because
it requires quantifying and comparing dissimilar values. For instance,
in practical terms, how is one to measure the suffering caused to
civilians during an attack on a command and control facility against
the military advantage of disrupting enemy communications? The "value"
of an object depends on many varied factors -- the circumstances
of the conflict, one's culture, one's historical and experiential
base, etc. For example, Germany is very concerned with environmental
damage during armed conflict and has considered the topic deeply;
other State's practically ignore the environment as a victim of
armed conflict. Value may even be temporally determined. Again using
the environment to illustrate, the environment is an issue of great
concern today, but that was certainly not the case at the time when
most humanitarian law conventions were drafted.
A second issue is likewise problematic. In an attack that may
be expected to cause the loss of civilian life or damage to civilian
objects, what does "expected" mean? How do you calculate
the likelihood of collateral damage and incidental injury? What
about harm that does not amount to physical damage or suffering?
Consider a new method of warfare currently in the spotlight, computer
network attack. Many computer network attacks can cause great inconvenience
without actually causing injury or physical destruction. For instance,
it would be a relatively simple matter to alter bank account data.
Given the new capability to cause enormous levels of non-physical
"suffering," does proportionality govern this reality?
Finally, when performing the proportionality balancing test, is
military advantage resulting from an individual attack to be compared
against the incidental injury and collateral damage from that attack,
or is the military advantage accruing to the overall campaign as
a result of the attack the relevant standard? Upon signing Protocol
I, many countries articulated the former position as one basis for
their willingness to become Party to the treaty; yet many other
concerned players, for example Rights Watch, adopt the former position
in their assessment of the proportionality of a particular attack.
Before turning to the stressors to the principle, it is useful
to point out several false dilemmas with regard to proportionality,
particularly the zero-military causality issue. It is often claimed
that militarily advanced States, particularly the United States,
seek to conduct warfare in a casualty-less manner…and that
doing so violates the principle of distinction. In fact, zero-casualties
are an enormous military advantage, particularly in an era of warfare
where one highly trained individual in control of advanced weaponry
can be deadly effective against an enemy. It is this military advantage,
combined with destruction or damage to the objective, which must
be weighed against the collateral damage and incidental injury.
War fighters have always sought to minimize casualties to their
forces; nothing has changed. The extent of casualties is simply
one of several military advantage components weighed in the proportionality
balancing.
Another false dilemma is the problem of reverberating effects.
It has most frequently surfaced in the context of attacks on electrical
grids serving both military and civilian facilities. Notable examples
include the attacks on Iraqi and Yugoslavian grids during Operations
Desert Storm and Allied Force. Recall the charges of medical care
being hindered, refrigeration and heating shut-off, etc. Should
the second, third, fourth, and fifth tier effects of an attack on
a legitimate target be considered when calculating proportionality?
Of course they should. Nowhere does the law distinguish between
the direct and indirect, or short and long term, consequences of
an attack. Yet, the more interconnected and interdependent societies
become, the greater the reverberating effects of many attacks, and
the more difficult it will be to assess them in advance of an attack.
Despite this fact, it simply does not matter whether incidental
injury and collateral damage is a first or fourth tier effect. It
must be included in the proportionality calculation.
A final false dilemma is that of human shields. Many war fighters
mistakenly believe that if the enemy uses human civilian shields,
the shielding civilians do not count in the proportionality equation
because the enemy is in violation of humanitarian law. That view
is, quite simply, wrong; the use of human shields does not relieve
an attacker of the responsibility to take civilian injury and death
into consideration when assessing whether the target may be attacked.
Humanitarian law is generally intended to protect non-participants,
not ensure a fair fight. One caveat is merited. If the human shields,
as in Operation Desert Fox against Iraq, shield a legitimate target
of their own free will, it would not be unreasonable to argue that
because the action is volitional, they are now taking a direct part
in hostilities. This would result in a status similar to that of
illegal combatant; they are taking a "direct part" in
hostilities and thus, like the illegal combatant, their injury or
loss does not constitute civilian suffering.
Like discrimination, future war poses a number of potential stressors
to the principle of proportionality. Consider the transformation
of battlefields into battle spaces where combat is virtual and non-linear.
In wars of the future, hostilities will be four-dimensional -- war
will be everywhere. No longer will civilians be separated from the
battle area by limitations in the range of weaponry. Even today,
attacks can be launched from continents away with pinpoint accuracy.
Unfortunately, at least in the context of preserving the principle
of distinction, this means that targets will increasingly present
themselves in areas where civilians and civilian objects are collocated.
The inevitably of targeting errors (e.g., attacks on ICRC warehouses
during Operation Enduring Freedom) and mechanical problems in weapon
systems will certainly place protected persons and objects at risk.
Future war will also evidence a growing inability to distinguish
combatants from civilians. Given the exponential increase in surveillance
and reconnaissance capabilities, as well as other advances that
render the battlespace increasingly transparent, combatants have
a growing incentive not to identify themselves, lest super high-tech
war fighters "ping" them at will. Indeed, much of the
controversy of the treatment of Al-Qa'ida and Taliban prisoners
surrounds the issue of their failure to distinguish themselves.
Many other similar stressors exist. For instance, off-the-self
technology is increasingly being acquired in order to minimize procurement
costs and many civilian facilities are now used for military purposes
due to the expense of building purely military ones. If military
planners rely on Microsoft word processing technology, does the
Microsoft plant become a legitimate target? What about a dual-use
airfield? Even if they are valid targets, issues of proportionality
certainly arise, issues that seldom surfaced in the past. Or consider
over-the-horizon, remotely controlled weapons. Although stand-off
weapons offer attacking forces greater safety, and though such weapons
are highly accurate, ultimately if you cannot see the target, if
you remove the human link, mistakes will be made. Even the new non-lethal
weapons are a form of stressor. They make it thinkable to use weapons
in situations where military forces are intermingled with civilians.
In the past, combat forces may have hesitated to use force in such
circumstances and, for instance, pulled back. With non-lethals,
the proportionality calculation shifts dramatically.
The prognosis is not all poor. Obviously, precision weapons make
it easier to discreetly and surgically strike targets and use less
explosive force to destroy a target. This is an era when a missile
can "count" the number of walls it penetrates before a
small warhead explodes to destroy the intended target, and that
object alone. Improved bomb damage assessment capabilities generated
by the increasing transparency of the battlefield also facilitate
distinction. Knowledge as to the precise level of damage to a target
means that fewer re-strikes will need to be conducted to ensure
it is neutralized. In terms of distinction, the increase in alternatives
to kinetic weapons is particularly welcome. For instance, consider
the April 1999 bombing of the Radio Televivizije Srbije (Radio-Television
Serbia) headquarters during Operation Allied Force, the attack that
formed the basis for the Bankovic litigation in the European Court
of Human Rights. The affair focused great attention on the question
of whether media facilities are valid targets; the case's dismissal
on jurisdictional grounds in December 2001 has only served to continue
the debate. Through computer network attack, the controversy surrounding
attacks against broadcasting facilities need not even surface. Without
causing injury or damage, CNA can simply shut off offending broadcasts,
thereby rendering the present "dispute" moot.
c) Duty of Care
Protocol Additional I requires an attacker to do everything feasible
to verify that a target is legitimate. It also requires using methods
and means of attack, such as smart weapons if available and militarily
sensible, which minimize incidental injury to civilians and collateral
damage to civilian property. In particular, an attack must be cancelled
if an attacker realizes that it is not legitimate or that the resulting
collateral damage or incidental injury will be disproportionate.
Additional, but only to the extent militarily and practically feasible,
civilians must be warned of an impending attack
One stressor on this duty is information dominance. An objective
of any campaign is to blind the enemy. Modern technology makes this
possible to an unprecedented degree. But to the extent you can blind
the enemy, and I can tell you we do this quite effectively, you
also deprive the enemy of its ability to distinguish between a legitimate
and illegitimate target and to accurately assess proportionality.
In many cases, therefore, by blinding an enemy, you may place your
civilians and civilian property at greater risk.
Another potential stressor is relativity. If a wealthy country
can afford weapons that can carry out attacks with great precision
and with confidence in target legitimacy, must it? Are poorer countries
to be held to a lesser standard of distinction because they cannot
afford systems that permit them to, for instance, identify a target
with nearly unquestioned accuracy? Disparate standards invite disintegration
of the normative regime because one side will feel victimized by
the law.
Future Trends
Of course, speculating as to the future is always risky. However,
allow me to conclude by identifying five likely trends in the relationship
between future war and international humanitarian law. First, there
will be increasing technological ability to discriminate between
military objectives and protected objects/persons due to advances
in weapons guidance and battlespace transparency, a very positive
consequence of future war. However, the increasing ability of high-tech
forces to blind an enemy in order to achieve information dominance
will diminish the enemy's ability to achieve distinction. Second,
I expect to see a growing tendency to directly target civilians
and civilian objects, both due to the spread of terrorism and as
a result of capability gaps that will drive "have-not"
forces facing advanced militaries into asymmetrical strategies and
tactics. Third, because of technological capabilities, advanced
militaries will see their humanitarian law mission planning focus
shift from proportionality issues to those surrounding their duty
of care. As proportionality becomes increasing easier to achieve
due to the ability to conduct surgical attacks, the key question
will be whether or not the attacker exhausted the resources available
to avoid incidental injury and collateral damage. Moreover, despite
the fact that I have labeled the issue of reverberating effects
a "false dilemma," they nevertheless present very practical
duty of care issues. For instance, should computer experts, engineers,
or biologists become part of the mission planning process in order
to assess reverberating effects? What is the appropriate level of
care in ferreting out possible second, third and fourth level effects
of an attack? Fourth is relativity. I predict that humanitarian
law will move towards an "if you can, you must" standard.
The problem is that the "haves" in this "haves/have
nots" dichotomy are going to focus on fairness, or the perceived
lack thereof (rather than the desire to protect civilians and civilian
objects, the underlying essence of humanitarian law). "If he
doesn't, I won't." We have already seen States hesitate to
join humanitarian law regimes because of concern that other Parties
will ignore normative standards when the time comes to apply them.
Fifth, war will almost certainly extend into new areas such as space
that are presently not fields of combat. This is certainly the case
with regard to cyberspace, a fact that is already presenting troubling
implications for the principle of distinction.
Finally, what is to be done regarding the stressors I have highlighted?
Although it is not my purpose to comment on the ethics of future
war, I would suggest that ethical precepts could prove invaluable
in assisting humanitarian lawyers, policy-makers, and combat leaders
to interpret the existing law in the context of new methods and
means of warfare. Moreover, ethics can assist them in determining
how best to fill normative lacuna in humanitarian law that will
become increasingly apparent over time. Thus, I enthusiastically
welcome this initiative by the Carnegie Council on Ethics and International
Affairs to create a dialogue between the legal and ethics communities.
Such a dialogue is essential as we contemplate, and prepare for,
21st century conflict.
|
|