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August 7, 2007
This Roundtable was commissioned in response to the concerns of our
regular readers, many of whom have expressed great interest in the issue of
capital punishment.
Two members of the End to Capital Punishment Movement begin the debate,
and a pro-death penalty District Attorney replies.
If you would like to comment on these articles, please email mlynn@cceia.org
Death Penalty Widens Moral Chasm Between U.S. and World by Frank
Jarolímek-Proner and Martin Searle
The issue of capital punishment remains a source of friction between the
United States and the international community. At the opening of the 62nd UN
General Assembly session this September, the European Union, in continuing its
campaign for the promotion and entrenchment of human rights, will once more
introduce a resolution calling for a global moratorium on executions. Despite
the expected backing of a majority in the General Assembly and 58 percent of
Americans believing a moratorium is necessary while the capital process is
thoroughly reviewed,1 few will dispute Nobel Peace Prize recipient Jody
Williams, a supporter of the resolution, in her assessment, "It is quite
unlikely that a UN approved moratorium will influence the U.S. on the death
penalty."
Yet, the United States has always been explicitly committed to promulgating
international human rights. Indeed, the United Nations Universal Declaration of
Human Rights 2, signed in 1948, is largely the result of successful
diplomatic endeavors to export American constitutional values to the rest of the
world. More recently, an Executive Order signed by President Bill Clinton on the
50th anniversary of the UN's Declaration on Human Rights in 1998 stated
that:
It shall also be the policy and practice of the Government of the United
States to promote respect for international human rights, both in our
relationships with all other countries and by working with and strengthening the
various international mechanisms for the promotion of human rights, including .
. . those of the United Nations . . .3
The United States has signed numerous treaties that codify and protect human
rights held as universal and inalienable. The furthest reaching of these, the
International Covenant on Civil and Political Rights (ICCPR),4 was signed by 148
countries and described by the U.S. State Department as "the most complete and
authoritative articulation of international human rights law that has emerged in
the years following World War II."5 The United States has consistently ratified such
treaties with specific reservations regarding provisions that could affect its
policies on capital punishment, or not ratified them at all.6 This has produced a divergence
between international human rights norms and those of the United States, and as
a result, triggered accusations of human rights violations.7
As a result, many argue that the United States is eroding its moral
authority, gradually becoming an anti-model rather than a role model at a time
of mounting need for international cooperation and coordination to maintain
peace and security. This is becoming clear as global and internal concerns
emerge over policies on human right issues such as torture, due process,
extraordinary rendition, and lethal injection.
America's treaty reservations are framed in direct reference to the U.S.
Constitution. Article 6 of the ICCPR, which prohibits the execution of those
less than 18 years of age, was the subject of a reservation stating that
the United States would continue to pursue such executions "subject to its
constitutional constraints."8 The reservation to the Convention against Torture
and Other Cruel, Inhuman or Degrading Treatment or Punishment stated the
United States did not "consider this Convention to restrict or prohibit the
United States from applying the death penalty consistent with the Fifth, Eighth
and/or Fourteenth Amendments to the Constitution of the United States."9
The sanding down of treaties to the shape of domestic constitutional
provisions is done to insulate U.S. sovereignty from other sources of
law.10
This tailoring is also meant to allow treaty measures to be enacted through
domestic legislative procedures, and expressly not with the intention of
avoiding recognition of the rights they espoused.11
Yet, many of the substantive rights surrounding capital punishment have not
been incorporated through domestic legislation, and as such have simply not been
recognized in the United States.12
This vacuum has colored the domestic debate surrounding capital punishment,
leading it away from characterization as a human rights issue.13 By
concentrating instead on the justifications of deterrence and retribution, the
death penalty has been firmly tied to the issue of law and order.14 The application
of any international treaty on capital punishment, therefore, while
constitutionally applicable through the supremacy clause,15 would run the risk of being
condemned as impinging on State sovereignty over criminal policy using the
vehicle of foreign affairs.16
As a result of this refusal to acknowledge these rights through legislative
channels, concerns are taking root outside the legislative process. The
judiciary, advocates, and the wider public forum are beginning to address the
human rights issues presented by capital punishment. The Supreme Court ruled in
Roper v. Simmons that execution of those who committed an offense when
they were less than 18 years of age violates the Eighth and Fourteenth
Amendments, in explicit and controversial acknowledgment of the codification of
rights embodied in Article 6 of the ICCPR (un-ratified by Congress), and the
United Nations Convention on the Rights of the Child (un-ratified by
Congress).17 While the rights were derived from the Constitution,
and are strictly speaking domestically formulated, the sourcing of the decision
in international human rights norms not passed by Congress has proven
contentious.18
The Murder Victims' Families for Human Rights report Creating More Victims: How Executions Hurt the Families Left
Behind has brought to the attention of the UN that executions may be
creating a new class of "shadow victims" as defined by the Declaration of Basic
Principles of Justice for Victims of Crime and Abuse of Power.19 The report
argues that:
The harm that families of the executed suffer has distinct
characteristics. But at its core, it is more like than unlike the harm suffered
by any people whose family members' lives have been deliberately taken.20 […] We believe
a strong case can be made that this group falls within the Declaration's
parameters and therefore deserves the recognition and attention that ought to be
accorded to any people who have suffered a violent and traumatic loss.21
The report thus implies that the United States may be a
world leader in creating a yet undetected and fully recognized class of human
rights violation victims, begging the important question of whether justice that
produces more pain and more victims is ethical.
The issue of innocence also has become the principal concern among
Americans.22 Nowhere do the America's founding principals of
freedom and individual liberty mesh so tightly with international human rights,
and morality in general, than over the risk of executing the innocent. The march
of exonerated death row inmates—124 since the reinstatement of the death penalty
in 1976—has shaken the confidence of the public in the capital system,23 and 60 percent
of Americans now say these wrongful convictions have either lessened their
support for the death penalty or strengthened their already existing
opposition.24
U.S. reaction to international pressure over this issue evokes a precedent,
arguably the first issue concerning international human rights. The first half
of the 19th century saw numerous international treaties signed by the then
maritime powers of the world to enforce abolition of the slave trade. These
permitted the mutual search of vessels, and created mixed courts to punish
treaty violators.25 The United States resisted these initiatives too. It
protested vigorously the boarding of American ships by the British, claiming the
policy was "alarming to national sovereignty and sensibility, and the friendly
relations of the two countries,"26 and objected to the mixed courts as "incompatible"
with the U.S. Constitution.27 This unwillingness to embrace international
standards directly prolonged this systemic violation of human rights.
Today there is a growing chasm between the United States and international
human rights norms. Done to shield the Constitution on principle from
"un-American" notions, it is stymieing ethical discussions and potential
evolution. Growing human rights concerns in areas of society outside the
legislative process, in recognition of the growing international consensus on
the death penalty, demand attention from those within it.
The sanctity of human life is common to all ideologies, but the prism of
global cultures, with their varying conceptions of the right and the good, will
challenge any claim to ideological infallibility. The international forum is an
arena of debate and deliberation; of sharing and judging ideas. Such exchanges,
and the treaties born from them, are particularly relevant in the shared goals
of combating violence and entrenching protection for human rights. That many
countries, most recently the Philippines, Liberia, Rwanda, and Burundi, have
sought to abolish capital punishment after witnessing and suffering from
violence on the grandest scale offers insights into alternative ways to deal
with criminal behavior while respecting human rights. Perhaps marrying
capital punishment with a respect for inalienable rights requires an absolute
knowledge that evidently remains beyond us. Capital punishment expresses a
pretense to infallibility, which results in a reluctance to engage in thorough
discussion to justify one's practices, and learn from the experiences of others.
Ultimately, this problem may be contributing to U.S. political and ethical
isolation.
1 Richard Dieter, A Crisis
of Confidence: Americans' Doubts About the Death Penalty, p.
11. Significantly, Dieter also states that 69% of Americans believe reforms will
not eliminate all wrongful convictions and executions p. 13.
2 Adopted by General
Assembly Resolution 217 A (III), Dec. 10 1948
3 Executive Order:
Implementation of Human Rights Treaties, Dec. 10, 1998 (President
Clinton).
4 International
Convention on Civil and Political Rights, General Assembly resolution 2200A
(XXI) of Dec. 16, 1966.
5 U.S. Dept. of State,
Civil and Political Rights in the United States: Initial Report of the United
States of America to the U.N. Human Rights Committee under the International
Covenant on Civil and Political Rights, July, 1994, at i
(introduction)
6 The US has
signed and ratified, with reservations, the International Convention on Civil
and Political Rights, General Assembly resolution 2200A (XXI) of Dec. 16, 1966;
Covenant Against Torture and Other Cruel, Inhuman or Degrading Treatment or
Punishment, General Assembly resolution 39/46 (Dec. 17, 1984). It has signed,
but as yet not ratified, the American Convention on Human Rights, Organization
of American States Treaty Series No. 36, July 18, 1978; Convention on the Rights
of the Child, General Assembly resolution 44/25 of Dec. 12, 1989. Importantly,
given accusations of racial bias in the administration of the death penalty, the
US signed and ratified, without reservation ,the Convention on the Elimination
of All Forms of Racial Discrimination, General Assembly resolution 2106 A (XX)
(Dec. 21, 1965).
7 See International
Commission of Jurists, Administration of the Death Penalty in the United States
p. 68.
8 See U.S. Reservation
to Article 6 of the ICCPR, UN Doc. ST/LEG/SER.E/13, p.175 ("The United States
reserves the right, subject to its Constitutional constraints, to impose capital
punishment on any person (other than a pregnant woman) duly convicted
under existing or future laws permitting the imposition of capital punishment,
including such punishment for crimes committed by persons below 18 years of
age").
9 See Convention against
Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, G.A.Res.
39/46 (Dec. 17, 1984). U.S. Reservation I(4) ("The United States understands
that international law does not prohibit the death penalty, and does not
consider this Convention to restrict or prohibit the United States from applying
the death penalty consistent with the Fifth, Eighth and/or Fourteenth Amendments
to the Constitution of the United States, including any constitutional period of
confinement prior to the imposition of the death penalty.")
10 However, these
reservations may, in fact, erode sovereignty. See David Sloss, Using
International Law to Enhance Democracy.
11 See
International Human Rights Treaties: Hearings Before the Comm. On Foreign
Relations, U.S. Senate, 96th Cong. 315 (1979), "the purpose of the
[juvenile death penalty] reservations was to ensure that "further changes in our
[domestic] laws will be brought about only through the normal legislative
process." And International Covenant on Civil and Political Rights: Hearing
Before the Comm. On Foreign Relations, U.S. Senate, 102d Cong. 15 (1992)
(Statement of Richard Schifter) "[I]f the Congress desires to change existing
domestic laws, it will undoubtedly want to do so by statute, in the customary,
legislative process."
12 See Richard C.
Dieter, The Death Penalty and Human Rights Law in particular pp.
6-7
14 For goals sought
through capital punishment in US see FURMAN v. GEORGIA, 408 U.S. 238 (1972)
(JUSTICE MARSHALL, concurring).
15 For a discussion
on this, see supra note 6, pp. 39-41.
16 This is seen in
application of international trade agreements. See the National Association of
Attorneys General (NAAG) letter to USTR Robert Zoellick (7/2/03) (available http://www.citizen.org/documents/NAAG_GATS_July_2003.pdf):
"We also think it is vital to maintain the principle that the United States may
request, but not require, states to alter their regulatory regimes in areas over
which they hold constitutional authority."
18 See ibid. (Scalia
dissenting)
19 Declaration of
Basic Principles of Justice for Victims of Crime and Abuse of Power Adopted by
General Assembly resolution 40/34 of 29 November 1985.
20 Susannah Sheffer
and Renny Cushing, Creating More Victims: How Executions Hurt the Families
Left Behind, p. 21
22 See supra at note
10, pp. 19-22.
24 Richard Dieter, A
Crisis of Confidence: Americans' Doubts About the Death Penalty,
pp. 4-5
25 E.g. The
Anglo-Portuguese Treaty, signed July 28, 1817; the Anglo-Spanish Treaty signed
September 23, 1817; The Anglo-Dutch Treaty, signed May 4, 1817.
26 See, e.g.,
Stevenson to Aberdeen, Sept. 10, 1841, in id. at 263,
266.
27 Letter from
President James Monroe to the Senate: Slave Trade Convention With Great Britain,
May 21, 1824, in The Political Writings of James Monroe, pp. 328-330
(James Lucier, ed., 2001)
America Not a Rogue State by Joshua Marquis
Opponents of capital punishment claim that the fact that about 75% of
Americans support capital punishment for the worst of the worst is evidence of
our barbarity and it makes America a rogue nation.
Neither is true, and a closer examination shows that the incredible diversity
that is America underlies the continuing debate about the death penalty. Above
all, we are a democracy and unlike western European republics that tend to be
governed by the elites we believe that the people should actually set policy.
Thus, the decision whether to even allow capital punishment as an option for the
legal system is left up to each state and 38 of the 50 states allow it, while 12
states and the District of Columbia do not.
Polling in America is not that different from polling done of the general
citizenry in Europe. Everything depends on how you ask the question. If you ask,
"Do you think murderers should get the death penalty?" roughly two-thirds of
Americans say yes. But when the question is, "Is there any crime that ever
merits the death penalty?" the positive responses are in the low 80s.
Interestingly in all European nations, except France, polling shows that the
citizens of most countries actually would like to have capital punishment as an
option.
The European revulsion at capital punishment is more a function of entry in
the European Economic Union than moral principle. It's easy to understand that
nations that had institutional murder just over half a century ago might be
loathe to have the state involved in executions.
If we expand our horizons beyond western nations to include eastern
democracies such as Japan, South Korea, and India we find that these nations
continue to use capital punishment. The nations that have recently abolished
capital punishment (Liberia, Russia, and South Africa) did so because of human
rights abuses by the government that has absolutely no parallel in the United
States.
Does that mean the criminal justice system in the United States is flawless
and does not require further scrutiny? Absolutely not. But to suggest that
innocent people end up in prison with regularity to say nothing of death row is
pop culture. Serious students of American capital punishment agree that about 30
people have been sentenced to death since 1976 who were in fact innocent—and
none of them were executed. The very system of elaborate due process that costs
so much money and takes decades for a case to proceed ensures extreme scrutiny
of every case.
The claim of innocents on death row is a relatively recent argument, since
American death penalty foes have recognized that a solid two-thirds to
three-quarters of the American population finds capital punishment morally
acceptable in certain circumstances. In fact a prominent legal scholar Cass
Sunstein has created something of a storm of controversy with his paper "Is Capital Punishment Morally Required? The Relevance of
Life-Life Tradeoffs". His thesis is that if a string of non-ideological
academic studies are indeed correct that capital punishment actually deters
murders, then the refusal to impose the penalty in effect condemns innocent
people to death-presenting a life-life tradeoff.
Just as the war criminals who engineered the deaths of so many in Germany
were adjudged by the Nuremburg international courts of justice to have been
guilty of such heinous crimes that death was an appropriate punishment, there
remain some murderers so evil and so dangerous that to protect life, to affirm
life, there are circumstances in which a killer's life is legitimately
forfeited.
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